Notification of Major Holdings
1. Details of issuer
Name: |
SURTECO GROUP SE |
Street: |
Johan-Viktor-Bausch-Str. 2 |
Postal code: |
86647 |
City: |
Buttenwiesen Germany |
Legal Entity Identifier (LEI): |
52990096XE56IELO5P09 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Natural person (first name, surname): Jens Schürfeld Date of birth: 23 Sep 1940 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
PKG Schürfeld GmbH, Hamburg
|
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
27.79 % |
0.00 % |
27.79 % |
15505731 |
Previous notification |
12.10 % |
0.00 % |
12.10 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0005176903 |
521717 |
3788067 |
3.36 % |
24.43 % |
Total |
4309784 |
27.79 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
0 |
0.00 % |
|
|
Total |
0 |
0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
0 |
0.00 % |
|
|
|
Total |
0 |
0.00 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Jens Schürfeld |
27.79 % |
% |
27.79 % |
Delos 31 GmbH, Hamburg |
27.79 % |
% |
27.79 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Fulfillment of PKG Schürfeld GmbH's right to aquire of 2,433,791 shares on January 7, 2021. Allocation of the voting rights of PKG Schürfeld GmbH based on the pool agreement dated December 28, 2020. |
Date