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GEA Group Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution


DGAP-PVR: GEA Group Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

GEA Group Aktiengesellschaft

13.12.2018 / 16:47
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: GEA Group Aktiengesellschaft
Street: Peter-Müller-Straße 12
Postal code: 40468
City: Düsseldorf
Germany
Legal Entity Identifier (LEI): 549300PHUU0ZZWO8EO07

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Natural person (first name, surname): Paul E. Singer
Date of birth: 22 Aug 1944

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
07 Dec 2018

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.14 % 4.81 % 4.95 % 180492172
Previous notification 5.03 % 0.00 % 5.03 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0006602006 250000 % 0.14 %
Total 250000 0.14 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
right to recall re-hypothecated shares at any time 8684274 4.81 %
    Total 8684274 4.81 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Paul E. Singer % % %
Braxton Associates, Inc. % % %
Elliott Capital Advisors, L.P. % % %
Hambledon, Inc. % % %
Elliott International, L.P. % % %
 
Paul E. Singer % % %
Elliott Asset Management LLC % % %
Elliott Capital Advisors, L.P. % % %
Hambledon, Inc. % % %
Elliott International, L.P. % % %
 
Paul E. Singer % % %
Elliott Capital Advisors, L.P. % % %
Hambledon, Inc. % % %
Elliott International, L.P. % % %
 
Paul E. Singer % % %
Elliott Advisors GP, LLC % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Elliott Special GP, LLC % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Braxton Associates, Inc. % % %
Elliott Capital Advisors, L.P. % % %
Elliott Special GP, LLC % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Braxton Associates, Inc. % % %
Elliott Capital Advisors, L.P. % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Elliott Capital Advisors, L.P. % % %
Elliott Special GP, LLC % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Elliott Capital Advisors, L.P. % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Elliott Asset Management LLC % % %
Elliott Capital Advisors, L.P. % % %
Elliott Special GP, LLC % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Elliott Asset Management LLC % % %
Elliott Capital Advisors, L.P. % % %
Elliott Associates, L.P. % % %
 
Paul E. Singer % % %
Elliott International Capital Advisors, Inc. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
13 Dec 2018



13.12.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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