Notification of Major Holdings
1. Details of issuer
| Name: |
flatexDEGIRO AG |
| Street: |
Rotfeder-Ring 7 |
| Postal code: |
60327 |
| City: |
Frankfurt / Main
Germany |
| Legal Entity Identifier (LEI): |
529900IRBZTADXJB6757 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
1.10 % |
9.81 % |
10.91 % |
27338137 |
| Previous notification |
0.93 % |
6.67 % |
7.60 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000FTG1111 |
0 |
301096 |
0.00 % |
1.10 % |
| Total |
301096 |
1.10 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Internal right to recall shares lent out |
n/a |
n/a |
912379 |
3.34 % |
| Third party shares where right of use held |
n/a |
n/a |
800000 |
2.93 % |
| Physically-Settled Call Option* |
16/08/2021 - 01/11/2021 |
16/08/2021 - 01/11/2021 |
955151 |
3.49 % |
| |
|
Total |
2667530 |
9.76 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Equity Swap |
17/03/2022 - 22/02/2023 |
17/03/2022 - 22/02/2023 |
Cash |
14419 |
0.05 % |
| Physically-Settled Put Option* |
16/08/2021 - 01/11/2021 |
16/08/2021 - 01/11/2021 |
Physical |
955151 |
3.49 % |
| |
|
|
Total |
14419 |
0.05 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Bank, National Association |
% |
% |
% |
| J.P. Morgan International Finance Limited |
% |
% |
% |
| J.P. Morgan Capital Holdings Limited |
% |
% |
% |
| J.P. Morgan Securities plc |
% |
% |
% |
| - |
% |
% |
% |
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Bank, National Association |
% |
% |
% |
| J.P. Morgan International Finance Limited |
% |
% |
% |
| J.P. Morgan AG |
% |
9.76 % |
9.76 % |
| - |
% |
% |
% |
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Holdings LLC |
% |
% |
% |
| J.P. Morgan Broker Dealer Holdings Inc. |
% |
% |
% |
| J.P. Morgan Securities LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
| * Please note that only either the call or the put option (but not both) can be exercised upon maturity as part of a collar transaction and thus, the put option and the call option are only counted once. |
Date